Advisory services are provided by TD Ameritrade Investment Management, LLC ("TD Ameritrade Investment Management"), a registered investment advisor. Brokerage services provided by TD Ameritrade, Inc. TD Ameritrade Investment Management provides discretionary advisory services for a fee. Risks applicable to any portfolio are those associated with its underlying securities. For more information, please see the Disclosure Brochure (For ADV Part 2A) https://www.tdameritrade.com/forms/TDA4855.pdf.
ETFs can entail risks similar to direct stock ownership, including market, sector, or industry risks. Some ETFs may involve international risk, currency risk, commodity risk, leverage risk, credit risk and interest rate risk. Trading prices may not reflect the new asset value of the underlying securities. Commission fees typically apply.
No-Transaction-Fee (NTF) mutual funds are no-loan mutual funds for which TD Ameritrade does not charge a transaction fee. Mutual funds have other fees, and expenses that apply to a continued investment in the find and are described in the prospectus.
1Offer valid for one new Individual, Joint, IRA account or a new account managed by TD Ameritrade Investment Management, LLC. New accounts funded with $3,000 or more are eligible for free trades. Accounts managed by TD Ameritrade Investment Management are not eligible to receive the free trades. Once the new account managed by TD Ameritrade Investment Management, is opened, please call 888-310-7921 to have your account registered for the offer. TD Ameritrade accounts must be registered for the offer by 1/31/2019 and funded within 180 days. To receive $50 bonus, account must be funded with $10,000- $49,999. To receive the $200 bonus, account must be funded with $50,000- $99,999. To receive the $500 bonus, account must be funded with $100,000- $249,999To receive the $1,000 bonus, account must be funded with $250,000- $499,999. To receive the $1,500 bonus, account must be funded with $500,000 or more. Transfer fee refund of $150 requires a $10,000 transfer within 180 days of account opening. Valid IRA types include Traditional, Roth, Rollover, SEP, or SIMPLE IRA. Please allow 3-4 weeks from account funding for the cash bonus and/or transfer fee rebate to post to your account. Offer is not valid on tax-exempt trusts, 401k accounts, Keogh plans, Profit Sharing Plan, or Money Purchase Plan. Offer is not transferable and not valid with internal transfers, TD Ameritrade Institutional accounts, or with other offers. Qualified commission-free Internet equity, ETF or options orders will be limited to a maximum of 500 and must execute within 60 calendar days of new account funding. Contract, exercise, and assignment fees still apply. Limit one offer per client. Account value of the qualifying account must remain equal to, or greater than, the value after the net deposit was made (minus any losses due to trading or market volatility or margin debit balances) for 12 months, or TD Ameritrade may charge the account for the cost of the offer at its sole discretion. TD Ameritrade reserves the right to restrict or revoke this offer at any time. This is not an offer or solicitation in any jurisdiction where we are not authorized to do business. Taxes related to TD Ameritrade offers are your responsibility. Promotional items and cash received during the calendar year will be included on your consolidated Form 1099. Please consult a legal or tax advisor for the most recent changes to the U.S. tax code and for rollover eligibility rules. New Account offer code: 716.
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